DGAP Voting Rights Notice: flatexDEGIRO AG
flatexDEGIRO AG: Publishing in accordance with Section 40 (1) WpHG with a view to dissemination throughout Europe
10/03/2022 / 17:45
Issuance of a declaration of voting rights sent by DGAP – a service of EQS Group AG.
The issuer/publisher is responsible for the content of the notification.
1. Issuer Information
| family name: | flatexDEGIRO AG |
| Street House No.: | Road Ring 7 |
| Postal code: | 60327 |
| Location: | Frankfurt am Main Germany |
| Legal Entity Identifier (LEI): | 529900IRBZTADXJB6757 |
2. Reason for notification
| Acquisition or sale of shares with voting rights | |
| X | Buying or selling tools |
| Change in the total number of voting rights | |
| X | Another reason: Voluntary group notification with sub-level overflow |
3. Information about the sender
| Legal entity: Morgan Stanley Registered office, country: Wilmington, Delaware, USA |
4. Names of shareholders
With 3% or more voting rights, if different from 3.
5. The date of crossing the threshold:
6. Total Voting Shares
| Voting Rights Percentage (Total 7.a.) |
Sharing tools (Total 7.b.1. + 7.b.2.) |
Total Posts (Total 7.a. + 7.b.) |
Total number of voting rights according to Section 41 WpHG | |
| new | 0.48% | 11.41% | 11.89% | 109792548 |
| the last message | 0.46% | 11.20% | 11.67% | / |
7. Voting rights property details
a. Voting Rights (§§ 33, 34 WpHG)
| inside | at all | at % | ||
| directly (§ 33 WpHG) |
attributed (§ 34 WpHG) |
directly (§ 33 WpHG) |
attributed (§ 34 WpHG) |
|
| EN000FTG1111 | 0 | 528845 | 0.00% | 0.48% |
| Total | 528845 | 0.48% | ||
B 1. Tools within the meaning of Section 38 (1) No. 1 WpHG
| Instrument type | Maturity/Expiry | Exercise period/duration | Absolute voting rights | Voting rights in percentage |
| Reconversion of the right of borrowed shares | At what time | At what time | 1919278 | 1.75% |
| Total | 1919278 | 1.75% |
B 2. Tools within the meaning of Section 38 (1) No. 2 WpHG
| Instrument type | Maturity/Expiry | Exercise period/duration | cash settlement or physical settlement | Absolute voting rights | Voting rights in percentage |
| stock swap | From 08/12/2022 to 23/03/2023 | At what time | tape | 1222727 | 1.11% |
| stock purchase option | From 03/04/2022 to 09/23/2022 | At what time | physically | 9383880 | 8.55% |
| stock put option* | From 03/04/2022 to 09/23/2022 | At what time | physically | 9383880 | 8.55% |
| Total | 10606607 | 9.66% |
8. Information about the notifier
| The notifying party (3.) is not subject to control and the notifying party does not control other companies that hold the issuer’s voting rights (1.) or to which the issuer’s voting rights are attributed. | |
| X | The entire chain of subsidiaries begins with the ultimate controlling person or entity: |
| company | % voting rights if 3% or more | Tools in % if 5% or higher | Total in % if 5% or higher |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Dominic Holdings, Inc. | % | % | % |
| Morgan Stanley & Company LLC | % | % | % |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International | % | 9.88% | 9.99% |
| – | % | % | % |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Dominic Holdings, Inc. | % | % | % |
| Morgan Stanley & Company LLC | % | % | % |
| Prime Dealer Services Corp. | % | % | % |
9. In the case of a power of attorney pursuant to Article 34 (3) WpHG
(Possible only in the case of attribution according to Article 34 (1) sentence 1 No. 6 WpHG)
General meeting date:
Total voting rights (6.) after the general assembly meeting:
| Voting Rights Percentage | Sharing tools | Total Posts |
| % | % | % |
10- Other information:
| With respect to Section 7.b.2, stock options marked with an * are not aggregated because they relate to white-collar transactions (buying and bidding) where Morgan Stanley once had only 8.55% of the voting rights acquired in flatexDEGIRO AG (or received an amount cash equivalent). |
History
03/10/2022 DGAP Distribution services include legal reporting requirements, company news/financial news and press releases.
Media archive at http://www.dgap.de
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